These statutory duties laid on local
education authorities are of the greatest importance; the authorities
must provide the facilities which Parliament intended should be
available for children with learning difficulties. A failure to fulfil
the duties by an authority either generally or in a particular case can
have a serious effect on a child's education, his well-being and his
future life.
It is clear from the legislative
provisions to which I have referred that Parliament intended that
various stages of the process were to be monitored by an appeals
procedure. Moreover, there can be no doubt that some of the acts of the
authority may be examined by way of judicial review, even if in other
areas the extent of the discretion conferred on the authority with its
particular expertise is likely to lead to a Court refusing to interfere
even by way of judicial review (see e.g. A. v. Liverpool City Council
[1982] A.C. 363 at page 373 per Lord Wilberforce).
There is, however, no express
indication that a failure to carry out these duties, even in respect of
a particular individual, should lead to an award of monetary
compensation if damage can be shown. That still leaves the question
whether, having regard to the purpose of the legislation, Parliament is
to be taken to have intended that there should be a right to damages.
It is clear that the loss suffered
by a child who has not been treated in accordance with the statutory
intent can often be said to be foreseeable, proximate and serious. The
damage may be physical or psychological, emotional or economic. This
does not, however, in itself lead necessarily to the conclusion that
Parliament intended there to be a remedy in damages for breach of
statutory duty.
In Cutler v. Wandsworth Stadium
Ltd. [1949] A.C. 398, Lord Simonds said:
". . . if a statutory duty is prescribed, but no remedy by way of
penalty or otherwise for its breach is imposed, it can be assumed that a
right of civil action accrues to the person who is damnified by the
breach. For, if it were not so, the statute would be but a pious
aspiration" (p 407).
In Lonrho Ltd. v. Shell Petroleum
Company Ltd. (No. 2) [1982] A.C. 173, Lord Diplock said that even
where a remedy was provided to enforce the obligation, a further remedy
(sc. in damages) might be available to a person belonging to a class of
individuals for whose benefit or protection the obligation was imposed.
Arguably, both of these can be said
to apply to some sections of the Education Acts. But again neither is
conclusive; a broader approach is required. As Lord Jauncey of
Tullichettle put it in Reg. v. Deputy Governor of Parkhurst Prison,
ex parte Hague [1992] 1 A.C. 58 at page 170H:
"it must always be a matter for consideration whether the
legislature intended that private law rights of action should be
conferred upon individuals in respect of breaches of the relevant
statutory provision".
(See also Calveley v. Chief
Constable of the Merseyside Police [1989] A.C. 1228 per Lord Bridge
of Harwich at page 1237.
In the present case, although the
duties were intended to benefit a particular group, mainly children with
special educational needs, the Act is essentially providing a general
structure for all local education authorities in respect of all children
who fall within its provision. The general nature of the duties imposed
on local authorities in the context of a national system of education
and the remedies available by way of appeal and judicial review indicate
that Parliament did not intend to create a statutory remedy by way of
damages. Much of the Act is concerned with conferring discretionary
powers or administrative duties in an area of social welfare where
normally damages have not been awarded when there has been a failure to
perform a statutory duty. The situation is quite different from that
concerning the maintenance of factory premises as in Groves v.
Wimborne (Lord) [1898] 2 Q.B. 402.
Taking all these factors into
account, it does not seem to me that it can be said that Parliament
intended that there should be a remedy by way of damages for breach of
statutory duty in respect of the matters complained of here.
The common law
It does not follow that the local
authority can never be liable in common law negligence for damage
resulting from acts done in the course of the performance of a statutory
duty by the authority or by its servants ot agents. This House decided
in Barrett v. Enfield London Borough Council [1999] 3 W.L.R. 79
that the fact that acts which are claimed to be negligent are carried
out within the ambit of a statutory discretion is not in itself a reason
why it should be held that no claim for negligence can be brought in
respect of them. It is only where what is done has involved the weighing
of competing public interests or has been dictated by considerations on
which Parliament could not have intended that the courts would
substitute their views for the views of ministers or officials that the
courts will hold that the issue is non-justiciable on the ground that
the decision was made in the exercise of a statutory discretion. In
Pamela's case there is no such ground for holding that her claim is non-justiciable
and therefore the question to be determined is whether the damage relied
on is foreseeable and proximate and whether it is just and reasonable to
recognise a duty of care (Caparo Industries plc v. Dickman [1990]
2 A.C. 605, at 617-8). If a duty of care would exist where advice was
given other than pursuant to the exercise of statutory powers, such duty
of care is not excluded because the advice is given pursuant to the
exercise of statutory powers. This is particularly important where other
remedies laid down by the statute (e.g. an appeals review procedure) do
not in themselves provide sufficient redress for loss which has already
been caused.
Where, as in Pamela's case, a person
is employed by a local education authority to carry out professional
services as part of the fulfilment of the authority's statutory duty, it
has to be asked whether there is any overriding reason in principle why
(a) that person should not owe a duty of care (the first question) and
(b) why, if the duty of care is broken by that person, the authority as
employer or principal should not be vicariously liable (the second
question).
I accept that, as was said in X
Minors, there may be cases where to recognise such a vicarious
liability on the part of the authority may so interfere with the
performance of the local education authority's duties that it would be
wrong to recognise any liability on the part of the authority. It must,
however, be for the local authority to establish that: it is not to be
presumed and I anticipate that the circumstances where it could be
established would be exceptional.
As to the first question, it is long
and well-established, now elementary, that persons exercising a
particular skill or profession may owe a duty of care in the performance
to people who it can be foreseen will be injured if due skill and care
are not exercised, and if injury or damage can be shown to have been
caused by the lack of care. Such duty does not depend on the existence
of any contractual relationship between the person causing and the
person suffering the damage. A doctor, an accountant and an engineer are
plainly such a person. So in my view is an educational psychologist or
psychiatrist a teacher including a teacher in a specialised area, such
as a teacher concerned with children having special educational needs.
So maybe an education officer performing the functions of a local
education authority in regard to children with special educational
needs. There is no more justification for a blanket immunity in their
cases than there was in Capital & Counties Plc. v. Hampshire
County Council [1997] Q.B. 1004.
I full agree with what was said by
Lord Browne-Wilkinson in X Minors (supra) at page 766B-E that a
head teacher owes "a duty of care to exercise the reasonable skills
of a headmaster in relation to such [sc. a child's] educational
needs" and a special advisory teacher brought in to advise on the
educational needs of a specific pupil, particularly if he knows that his
advice will be communicated to the pupil's parents, "owes a duty to
the child to exercise the skill and care of a reasonable advisory
teacher". A similar duty on specific facts may arise for others
engaged in the educational process, e.g. an educational psychologist
being part of the local authority's team to provide the necessary
services. The fact that the educational psychologist owes a duty to the
authority to exercise skill and care in the performance of his contract
of employment does not mean that no duty of care can be or is owed to
the child. Nor does the fact that the educational psychologist is called
in in pursuance of the performance of the local authority's statutory
duties mean that no duty of care is owed by him, if in exercising his
profession he would otherwise have a duty of care.
That, however, is only the beginning
of the enquiry. It must still be shown that the educational psychologist
is acting in relation to a particular child in a situation where the law
recognises a duty of care. A casual remark, an isolated act may occur in
a situation where there is no sufficient nexus between the two persons
for a duty of care to exist. But where an educational psychologist is
specifically called in to advise in relation to the assessment and
future provision for a specific child, and it is clear that the parents
acting for the child and the teachers will follow that advice, prima
facie a duty of care arises. It is sometimes said that there has to
be an assumption of responsibility by the person concerned. That phrase
can be misleading in that it can suggest that the professional person
must knowingly and deliberately accept responsibility. It is, however,
clear that the test is an objective one (Henderson v. Merrett
Syndicates Ltd. [1995] 2 A.C. 145, 181). The phrase means simply
that the law recognises that there is a duty of care. It is not so much
that responsibility is assumed as that it is recognised or imposed by
the law.
The question is thus whether in the
particular circumstances the necessary nexus has been shown.
The result of a failure by an
educational psychologist to take care may be that the child suffers
emotional or psychological harm, perhaps even physical harm. There can
be no doubt that if foreseeability and causation are established,
psychological injury may constitute damage for the purpose of the common
law. But so in my view can a failure to diagnose a congenital condition
and to take appropriate action as a result of which failure a child's
level of achievement is reduced, which leads to loss of employment and
wages. Questions as to causation and as to the quantum of damage,
particularly if actions are brought long after the event, may be very
difficult, but there is no reason in principle to rule out such claims.
As to the second question, if a
breach of the duty of care to the child by such an employee is
established, prima facie a local or education authority is
vicariously liable for the negligence of its employee. If the
educational psychologist does have a duty of care on the facts is it to
be held that it is not just and reasonable that the local education
authority should be vicariously liable if there is a breach of that
duty? Are there reasons of public policy why the courts should not
recognise such a liability? I am very conscious of the need to be
cautious in recognising such a duty of care where so much is
discretionary in these as in other areas of social policy. As has been
said, it is obviously important that those engaged in the provision of
educational services under the statutes should not be hampered by the
imposition of such a vicarious liability. I do not, however, see that to
recognise the existence of the duties necessarily leads or is likely to
lead to that result. The recognition of the duty of care does not of
itself impose unreasonably high standards. The courts have long
recognised that there is no negligence if a doctor "exercises the
ordinary skill of an ordinary competent man exercising that particular
art."
"A doctor is not guilty of negligence if he has acted in accordance
with a practice accepted as proper by a responsible body of medical men
skilled in that particular art. … Putting it the other way round, a
doctor is not negligent, if he is acting in accordance with such a
practice, merely because there is a body of opinion that takes a
contrary view." (Bolam v. Friern Hospital Management Committee
[1957] 2 All England Reports 118 at page 122 per McNair, J.).
The difficulties of the tasks
involved and of the circumstances under which people have to work in
this area must also be borne fully in mind. The professionalism,
dedication and standards of those engaged in the provision of
educational services are such that cases of liability for negligence
will be exceptional. But though claims should not be encouraged once the
Courts should not find negligence too readily, the fact that some claims
may be without foundation or exaggerated does not mean that valid claims
should necessarily be excluded.
The House has been referred to a
number of decisions of the United States Courts in some of which it has
been held that a local education authority did not owe an actionable
duty of care. But the legislative and administrative provisions and the
approach of the courts in those cases are different and there is not
complete unanimity. I do not consider that these cases assist in the
determination of the present problem.
The duty in this case on the basis,
therefore, that an educational psychologist may owe a duty of care in
performing duties on behalf of the local education authority, was the
Judge justified in finding that there was a duty here and that there was
a breach?
As to the duty, Miss Melling had a
degree in Developmental Psychology and a Diploma in Education Psychology
in addition to her Certificate in Education. She had over four years'
teaching experience and six months' or so experience as an educational
psychologist. It has not been suggested that the authority was negligent
in appointing her in the first place or that she was not competent to
hold the post.
She was specifically asked on a
number of occasions to assess and advise as to Pamela, whose learning
difficulties were very plain, whatever their cause. Finding the cause
was a major task. She was called in to and did advise not only
Hillingdon, but the staff. She had a number of interviews with the
parents, who were clearly anxious about their daughter and Mrs. Phelps
certainly had her own views about sending Pamela to a special school.
She knew, or ought to have known, of the fact that her advice would be
followed and of the importance of her assessment and advice to Pamela's
future.
I do not think that in this case it
is any answer to the claim that a duty of care existed that others had
been involved in psychological advice at an earlier stage, or that she
was said to be part of the multi-disciplinary team, including the
teaching staff. At Mellow Lane, she was the professional person brought
in to this case and her role, difficult though it was, was pivotal. I
see no reason why in this situation she did not have a duty of care to
Pamela. Her relationship with the child and what she was doing created
the necessary nexus and duty. The learned Judge was both entitled and
right to find that she owed a duty of care. He was equally entitled and
might hold that, if she was in breach of her duty, Hillingdon was
vicariously liable.
As to whether there was a breach,
the learned Judge found that she should have diagnosed dyslexia in
October 1985 or shortly thereafterwards. The experts who were called
found it surprising that the WISC test had not shown an ACID profile. It
seems that their view was that she should have found an ACID profile
there but that if the test which she used did not give very clear
results the Bangor Test would have done so. She too readily assumed that
the lack of progress was due to emotional difficulties and failed to
make adequate or further enquiries as to the cause of Pamela's
difficulty. As the Judge put it
"This was more than an error of judgment: it was a failure to
exercise the degree of care and skill to be expected of an ordinary
competent member of her profession".
The second finding of negligence was
that she should have "thought again when the plaintiff made so
little progress despite Special Needs teaching", not least when the
parents were expressing such anxiety and when her reading difficulties
were so obvious. There was evidence from Dr. Conn, an educational
psychologist, that a more thorough and detailed examination of Pamela's
cognitive, linguistic and attainment profile should have been undertaken
in 1985. Dr. Conn and Dr. Gardner, another educational psychologist,
both considered that she should have gone further than she did in the
early investigation. The possibility of dyslexia should have been
explored at the beginning.
Mr. Rabinowitz, another educational
psychologist, thought that the difficulties the child had in reading and
writing (not least that at age 11 years she could not write her own
address) were such that her exceptionally high degree of specific
learning difficulty was unlikely to have been caused by emotional
difficulties alone, a view which the Judge accepted.
The Court of Appeal and the Judge
disagreed as to whether the failure to diagnose dyslexia would have made
any real difference, though they both accepted that she would have been
taught differently if the diagnosis of dyslexia had been made.
Garland, J. found that if the
dyslexia had been diagnosed, and she had been taught appropriately at
school, then she would have been "somewhat, perhaps substantially,
more literate that she is now". Consequently, he held that she
would have been in a position to take on work including work requiring
an element of literacy. The Judge's finding was based very much on the
evidence of the expert witnesses. Mr. Rabinowitz said (section 6 of his
Report) that if she had been diagnosed and treated "it is likely
she would have been literate by the time she left school" and that
she would have been able to gain some formal qualification and would
have been employable. Dr. Conn substantially agreed with Mr.
Rabinowitz's diagnosis. Dr. Gardner thought that Pamela could have made
progress with special tuition. The learned Judge said:
"the adverse consequences of the plaintiff's dyslexia could have
been mitigated by early diagnosis and appropriate treatment or
educational provision. I bear very much in mind that the responses of
dyslexics to appropriate support are variable, and that some do not
respond. However, the evidence of Mrs. Laluvein [who gave Pamela
teaching subsequently] and of Dr. Gardner indicates that the plaintiff
has responded and is likely to continue to respond" (p 47C-E).
This again is a very difficult
issue, but it seems to me that there was evidence upon which the Judge
was entitled to find that the negligence had caused the damage in
respect of which the claim was made.
I am very conscious of the great
experience of the members of the Court of Appeal in this area, but on my
conclusions as to the issues of principle it follows that the Court of
Appeal was not justified in holding that the educational psychologist
did not assume responsibility and therefore that Hillingdon could not be
liable. On my conclusions, Garland, J. adopted the correct approach and
was entitled on the evidence to find liability and on that approach he
was entitled, in my view, to accept that "the adverse consequences
of the plaintiff's dyslexia could have been mitigated by early diagnosis
and appropriate treatment or educational provision" (p 47D). He was
right to have regard to the judgments of Sir Thomas Bingham, M.R. and
Evans, L.J. in the Dorset case at pages 703 and 705-706
respectively.
The assessment of damages in this
case was extremely difficult. Stuart-Smith, L.J. did not find it
necessary to deal with quantum on the view to which he had come. Otton,
L.J. thought that the plaintiff had not shown that the failure to
diagnose or treat had caused the damage, particularly in relation to
earning capacity, and that future employment prospects were largely
speculative. Although I agree that there is room for much debate as to
quantum in this type of case, no better approach in this case has been
suggested than that adopted by the learned Judge. I would not interfere
with his assessment of the damages.
Pamela thus succeeds on the basis of
vicarious liability of the local authority. I do not consider that the
case of direct liability on the part of Hillingdon is made out, nor
indeed was necessary. Your Lordships have, however, been asked to
consider whether such a claim can exist and such a question is relevant
in the case of Jarvis.
Direct liability
In X (Minors) at page 762H,
Lord Browne-Wilkinson said:
"For these reasons I reach the conclusion that an educational
authority owes no common law duty of care in the exercise of the powers
and discretions relating to children with special educational needs
specifically conferred on them by the Act of 1981".
It seems to me that if he had not
thought that the service of psychological advice was offered to the
public (which in fact in the present case it was not), but was
"merely part and parcel of the system established by the defendant
authority for the discharge of its statutory duties under the Act of
1981" (page 763C), he would have accepted that there was no duty of
care in respect of an educational psychologist in the present case.
I do not, rule out the possibility
of a direct claim in all situations where the local authority is
exercising its powers. If it exercises its discretion by deciding to set
up a particular scheme pursuant to a policy which it has lawfully
adopted, there is no, or at least there is unlikely to be any, common
law duty of care. If, however, it then, for example, appoints to carry
out the duties in regard to children with special educational needs a
psychologist or other professionals who at the outset transparently are
neither qualified nor competent to carry out the duties, the position is
different. That may be an unlikely scenario, but if it happens, I do not
see why as a matter of principle a claim at common law in negligence
should never be possible. Over-use of the distinction between policy and
operational matters so as respectively to limit or create liability has
been criticised, but there is some validity in the distinction. Just as
the individual social worker in Barrett v. Enfield London Borough
Council (supra) could be "negligent in an operational
manner" (Lord Woolf, M.R. [1998] Q.B. 367 at page 378, my speech
[1999] 3 W.L.R. 79, 97E), so it seems to me that the local education
authority could in some circumstances owe a duty of care and be
negligent in the performance of it. The fact that the parents have their
own duties under Section 36 of the Act of 1944 and that consultation and
appeal procedures exist (of which the parents may or may not be
informed) does not seem to me to lead to the conclusion that a duty of
care does not or should not exist.
Since the authority can only act
through its employees or agents, and if they are negligent vicarious
liability will arise, it may rarely be necessary to invoke a claim for
direct liability. After the argument in these cases, I do not, however,
accept the absolute statement that an education authority "owes no
common law duty of care … in the exercise of the powers … relating
to children with special educational needs" under the Act of 1981.
That issue, however, as I have said does not fall for decision in
Pamela's case.
I would accordingly allow the appeal
and restore the order of Garland, J.
"G"
David, who was born on 27 June 1984,
suffers from Duchenne Muscular Dystrophy which involves progressive
muscle wasting. He was provided with a Statement of Special Needs which
emphasised the need for him to have access to a computer and to be
trained in its use. As Auld, L.J. said in the Court of Appeal: "The
all-important thing as the disease takes hold is to preserve, so far as
possible, his means of communication". After being at a main-stream
school, he was transferred to the Marjorie McClure School, which had
facilities for children with special disabilities and which was
maintained by Bromley. He claims that negligently and in breach of duty
to him, Bromley failed to provide a proper education and, in particular,
computer technology and suitable training to enable him to communicate
and to cope educationally and socially. As a result he suffered damage
in the form of a lack of educational progress, social deprivation and
psychiatric injury consisting of clinical depression.
He issued a Writ on 18 May 1998.
Bromley applied to strike out the Statement of Claim under Order 18,
Rule 19 after serving a defence. Master Miller dismissed Bromley's
Summons; Gray, J. struck out the Statement of Claim; the Court of Appeal
reversed Gray, J.
The issues broadly are whether
teachers owe a duty at common law to exercise reasonable skill and care
and to exercise the reasonable skills of their calling in providing
education for their pupils in relation to their needs, and to take
reasonable care for their health and safety, including the monitoring of
their needs and performance. If there is such a duty, what is its
nature? Is the existence of such a duty at any rate arguable? The second
issue is whether in the light of Article 6 of the European Convention on
Human Rights and the Human Rights Act 1998 it is right to strike out the
action before trial. The third issue is whether G can claim for
psychiatric damage or economic loss if there was a negligent failure to
provide him with teaching at an appropriate standard.
Gray, J. rejected the claim that
Bromley was in breach of a duty in loco parentis as being
unarguable. He considered that what was said in X Minors about
the duty of school teachers was to be read in the context of "the
potential liability of professionals, such as psychologists, brought in
to advise local education authorities, rather than (as here) with the
liability of the providers of education". He further relied on the
decision in X Minors that it would be wrong to impose on the
statutory machinery for the investigation and treatment of the
Plaintiff's special educational needs a direct duty of care on the part
of the local education authority to exercise the statutory discretion
carefully. He held:
"it does appear to me to be clear law that a local education
authority is not under a duty of care at common law in relation to the
quality of the educational provision made for children at its
school".